Simulation and Machine Learning Prediction of the Dielectric Properties of Pure ZnO: Real ε₁(E,T) and Imaginary ε₂(E,T) Parts Using the Tauc–Lorentz–Kramers–Kronig Formalism

Ibrahima Niang *

Solar Energy Materials and System Laboratory (LASES), Faculty of Science and Technology, Université Cheikh Anta Diop of Dakar, Dakar, Senegal.

Mayoro Dieye

Solar Energy Materials and System Laboratory (LASES), Faculty of Science and Technology, Université Cheikh Anta Diop of Dakar, Dakar, Senegal.

Mamadou Moustapha Diop

Solar Energy Materials and System Laboratory (LASES), Faculty of Science and Technology, Université Cheikh Anta Diop of Dakar, Dakar, Senegal.

Mamadou Mbaye

Solar Energy Materials and System Laboratory (LASES), Faculty of Science and Technology, Université Cheikh Anta Diop of Dakar, Dakar, Senegal.

Nacire Mbengue

Solar Energy Materials and System Laboratory (LASES), Faculty of Science and Technology, Université Cheikh Anta Diop of Dakar, Dakar, Senegal.

Amadou Diao

Solar Energy Materials and System Laboratory (LASES), Faculty of Science and Technology, Université Cheikh Anta Diop of Dakar, Dakar, Senegal.

BA Bassirou

Solar Energy Materials and System Laboratory (LASES), Faculty of Science and Technology, Université Cheikh Anta Diop of Dakar, Dakar, Senegal.

LÔ Bassirou

Solid State Physics and Materials Science Group, Faculty of Science and Technology, Université Cheikh Anta Diop of Dakar, Dakar, Senegal.

*Author to whom correspondence should be addressed.


Abstract

Aims: This study presents the theoretical modelling and machine-learning-based prediction of the dielectric properties of pure zinc oxide (ZnO) as a function of photon energy and temperature.

Study Design: Theoretical modelling and machine-learning-based prediction.

Place and Duration of Study: Solar Energy Materials and Systems Laboratory (LASES), Faculty of Science and Technology, Université Cheikh Anta Diop – Dakar, Senegal.

Methodology: The complex dielectric function is described using the Tauc–Lorentz model, in which the real part, ε₁(E,T), is obtained through the Kramers–Kronig transformation, while the temperature dependence of the optical band gap is incorporated using the empirical Varshni law. The simulated data constitute a reference dataset of 4,500 samples (inputs: photon energy E and temperature T; outputs: ε₁ and ε₂), randomly split into a training set (80%, 3,600 samples) and an independent test set (20%, 900 samples). This dataset is used to train and evaluate two machine learning models: Random Forest (RF) and Multi-Layer Perceptron (MLP). Model validation is based on the coefficient of determination (R²), the root mean square error (RMSE), residual analysis, parity plots, and energy-dependent spectral comparison at T = 300 K.

Results: Over the temperature range of 0–400 K, the band-gap energy decreases from 3.441 to 3.373 eV, corresponding to a redshift of 68 meV. The maximum of ε₁ increases from 6.931 to 7.666 (+10.6%), while the maximum of ε₂ increases from 2.939 to 3.805 (+29.5%) and shifts from 3.961 to 3.905 eV. For ε₁, the MLP model gives the best performance (R² = 0.999330, RMSE = 0.016569), compared with the RF model (R² = 0.998770, RMSE = 0.022444). For ε₂, the trend                                                                       is reversed: the RF model outperforms the MLP model (R² = 0.999526, RMSE = 0.016334 versus R² = 0.999347, RMSE = 0.019173).

Conclusion: Both models reproduce the TL+KK+Varshni reference model with very high accuracy and provide a fast surrogate for numerical Kramers–Kronig calculations. This agreement is a validation against the theoretical reference model, not an experimental validation. The main limitation is the assumption of a temperature-independent broadening parameter C, which will be addressed in future work by introducing a Bose–Einstein-type temperature-dependent function C(T) and by comparison with experimental ellipsometric data.

Keywords: ZnO, machine learning, complex dielectric function, Tauc–Lorentz model, Kramers–Kronig relations, theoretical simulation, Varshni equation, Random Forest, multi-layer perceptron, LÔ Bassirou


How to Cite

Niang, Ibrahima, Mayoro Dieye, Mamadou Moustapha Diop, Mamadou Mbaye, Nacire Mbengue, Amadou Diao, BA Bassirou, and LÔ Bassirou. 2026. “Simulation and Machine Learning Prediction of the Dielectric Properties of Pure ZnO: Real ε₁(E,T) and Imaginary ε₂(E,T) Parts Using the Tauc–Lorentz–Kramers–Kronig Formalism”. Physical Science International Journal 30 (6):129-41. https://doi.org/10.9734/psij/2026/v30i61001.

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